Posts Tagged 'FSA'

FCA fines Deutsche Bank for anti-money laundering controls failings

Posted on March 31st, 2017 · Posted in Criminal Cases, Expert Information, Expert Witness, Financial Litigation

Failure to provide for adequate anti-money laundering control framework proved to be a costly mistake for Deutsche Bank as the Financial Conduct Authority (‘FCA‘) decided to slap them an unprecedented.. read more

Graiseley Properties Ltd (Guardian Care Homes) v Barclays Bank PLC – Part 2

Posted on April 12th, 2014 · Posted in Financial Litigation, Interest Rate Swap, Uncategorized

Also see Graiseley Properties Ltd (Guardian Care Homes) v Barclays Bank PLC – Part 1. Interest Rate Swap and LIBOR Fixing Case In an agreement reached this week Graiseley properties,.. read more

FSA publishes results of pilot study into Interest Rate Hedging Products (‘IRHPs’) or Interest Rate Swap Agreements (‘IRSAs’)

Posted on January 31st, 2013 · Posted in Expert Witness, Financial Litigation, Interest Rate Swap

What are IRHPs or IRSAs? During the period 2002-2008 many of the banks in the UK entered into agreements with customers where each month or quarter they would pay the.. read more

Shah & Co-defendants prosecuted by Financial Services Authority

Posted on July 27th, 2012 · Posted in Criminal Cases, Financial Litigation

Insider dealing under Criminal Justice Act 1993 This is a criminal case which involved the FSA prosecuting a number of Defendants including financial adviser Paresh Shah for insider dealing contrary.. read more