Posts Tagged 'FCA'

Ecole Militaire, Paris, France

Serious Fraud Office (‘SFO’) vs Stylianos Contogoulas and Ryan Reich

Posted on April 29th, 2017 · Posted in Criminal Cases, Expert Information, Expert Witness, Financial Litigation

The SFO suffered a severe setback on 7th April when it lost its case against two former Barclays traders, whom it alleged had been guilty of conspiring to manipulate the.. read more

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FCA fines Deutsche Bank for anti-money laundering controls failings

Posted on March 31st, 2017 · Posted in Criminal Cases, Expert Information, Expert Witness, Financial Litigation

Failure to provide for adequate anti-money laundering control framework proved to be a costly mistake for Deutsche Bank as the Financial Conduct Authority (‘FCA‘) decided to slap them an unprecedented.. read more

Traders Screen

Serious Fraud Office (‘SFO’) v Mathew, Merchant, Pabon and others

Posted on July 21st, 2016 · Posted in Criminal Cases, Expert Witness, Financial Litigation, Investment

Recently, after a 3 month trial, a jury at Southwark crown court found three former Barclays Plc employees guilty of manipulating LIBOR (London Interbank Offered Rate); 2 others, Stylianos Contogoulas.. read more

Indian Meal

FCA v Dodgson, Hind, and others.

Posted on May 15th, 2016 · Posted in Criminal Cases, Expert Witness

In the UK’s biggest ever insider trading case, and after an investigation lasting 9 years and a trial lasting 12 weeks, two men were convicted and three acquitted at Southwark.. read more

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FSA publishes results of pilot study into Interest Rate Hedging Products (‘IRHPs’) or Interest Rate Swap Agreements (‘IRSAs’)

Posted on January 31st, 2013 · Posted in Expert Witness, Financial Litigation, Interest Rate Swap

What are IRHPs or IRSAs? During the period 2002-2008 many of the banks in the UK entered into agreements with customers where each month or quarter they would pay the.. read more

Chess pieces

Shah & Co-defendants prosecuted by Financial Services Authority

Posted on July 27th, 2012 · Posted in Criminal Cases, Financial Litigation

Insider dealing under Criminal Justice Act 1993 This is a criminal case which involved the FSA prosecuting a number of Defendants including financial adviser Paresh Shah for insider dealing contrary.. read more